Reporting

Reporting

Efficient Fulfilment of Legal Reporting Obligations

Reporting Obligations and Scope

Our trading participants and reporting members are subject to reporting obligations and required to report all the information necessary to ensure a transparent market. Trades and transmissions of orders in reportable financial instruments done by securities firms subject to the reporting obligation shall be reported no matter if they were traded on- or off order book, executed on- or off exchange and regardless of whether the order is on behalf of a client or for proprietary trading.

Reporting Office

SER (SIX Exchange Regulation) as reporting office for the Swiss Stock Exchange receives reports and processes them.

SER Website

Your Benefits on the Swiss Stock Exchange

Transparent Trading

Trade and transaction reporting creates transparency for all market participants.

Clear Rules

As a regulated market, the Swiss Stock Exchange ensures fairness and equal treatment.

Efficient Tools

Our Reporting Tool consists of a web-based graphical user interface and a Transaction File Interface.

Trade Reporting & Transaction Reporting

The legal duty to report distinguishes between reports in terms of post trade transparency (trade reporting) and reports in terms of traceability to ensure compliance with regulatory requirements (transaction reporting). The Swiss Stock Exchange publishes the details of trade reports required to ensure the post trade transparency of securities trading whereas transaction reports are not published. Further details as well as information about transactions subject to the reporting obligation are available in our Reporting Guide (see below).

FINMA Circular 2018/2
The circular defines which securities and derivatives are subject to the obligation to report and which business transactions are subject to the obligation to report.

Reporting Office Rules
The reporting regulations define how trades in securities and derivatives must be reported.

Reporting Guide
This guide describes the basic trades and transactions that are to be reported to the Reporting Office.

Best Practice Guide Transaction Reporting
To open this link, please log in to the member section first.

Register to Submit Reports

To register with the Reporting Office as a Reporting Member, a corresponding application form must be filled in and submitted to Member Services.

If the application is accepted, the Swiss Stock Exchange grants the Reporting Member free access to the Reporting Tool in the Member Section, for which the Reporting Member then needs to request a user account.

Participants are deemed registered with the Reporting Office and are automatically registered for the Member Section during the connection process.

Apply to Become a Reporting Member

Download the form to register as a Reporting Member of the Swiss Stock Exchange.  

Download Form

Discover Our Reporting Tool

Reporting Members can send their reports via the Reporting Tool, consisting of a web-based graphical user interface (Trade & Transaction Report) and a Transaction File Interface (Transaction Report). Participants can send their trade reports via the Standard Trading Interface (STI) but may also use our Reporting Tool as a back-up solution.

Request User Account Member Section Login

Foreign Disclosure Offices

These are the foreign disclosure offices currently recognized  by SIX, as well as approved publication arrangements and approved reporting mechanisms for our remote members.
CBOE EUROPE LIMITED, London, United Kingdom (APA)
TRADEcho, London, United Kingdom (APA)
Trax, London, United Kingdom (ARM)

Reporting: Critical for Transparency

Effective reporting is essential to make sure the market remains transparent. And because transparency is critical to everything we do, we provide not only all the necessary tools to meet these reporting requirements, but also provide guidance.

Our Reporting Members

We keep and publish a list of all our reporting members to keep our unique network as transparent as possible.

List of Reporting Members

On-Exchange, Off-Order-Book Trading (for Participants)

The SWXess trading platform supports the reporting of on exchange, off order book trading. Participants may use the following functionalities at any time during trading hours. Further Information can be found in the Trading Rules and in the Directive 3: Trading.

Forms

  • Any Questions? We Are Happy to Help.

    Member Services offers guidance to trading participants and clearing and reporting members.

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