Sanctioned Securities Screening Test

As global sanctions regimes grow more complex, financial institutions face greater risks. Exposure can lead to significant penalties, and reputational damage. Buy and sell-side teams must adopt robust screening to detect securities with links to sanctioned entities.

While exchange-traded funds (ETFs) offer diversified exposure, they can also include sanctioned securities, posing a hidden compliance risks. Without effective sanctions monitoring Buy-side firms risk holding restricted assets, while sell-side firms risk trading tainted ETFs. With regulators increasing scrutiny on passive investments, firms need to act.

Does your ETF sanctions vetting cover all holdings? Sign up for a free check up today!

Download our infographics to assess ETF sanctions risks for buy and sell-side teams.

With increased regulatory enforcement, ensuring sanctions compliance in portfolios and trading is crucial. The Sanctioned Securities Monitoring Service (SSMS) by SIX helps buy- and sell-side firms detect hidden exposure in holdings, ETFs, and trades. Get a free sanctioned securities health check today!

*To ensure the integrity of your data is preserved, the Free Sanctions Test Application does not store or communicate any information back to SIX. Securities uploaded into the application will remain within your bank under your full oversight.