There has been a 693% increase in securities issued by sanctioned entities over the past three years, and more changes are likely on the way.
In this webinar, experts panelists from the Institute for Financial Integrity, Schwab, Deutsche Bank, and SIX discussed:
• How to avoid securities linked to entities that are blacklisted or red-flagged for import and export sanctions
• Strategies your firm can use to track and assess potential exposure within complex instruments like options, futures, ETFs, conventional funds, and derivatives
• How your team can handle the rapid growth of data and manual verification challenges amid rising geopolitical tensions, sanctions across jurisdictions, and issues related to inconsistent data
• Anticipated policy shifts following the U.S. presidential election and their impact on sanctions regimes and compliance
Stream the webinar now or download a written synopsis to tap into expert insights in light of emerging compliance complexities.